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  • RELIANCE 1,437.85 โˆ’26.30 (โˆ’1.80%)
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  • INFY 1,502.40 +11.20 (+0.75%)
  • HDFC 1,674.30 +22.10 (+1.34%)

Welcome to UPS Investments

BSE Cash Retail Broking

SEBI Reg: INZ000282511  |  U99999MH1985PTC035027

Stock market candlestick chart showing trading data

About Us

UPS Investments is a reputable financial services firm that operates in the BSE Cash segment. We offer tailored services to individuals, corporates, and institutions, focusing on client satisfaction.

Our experienced professionals guide clients through the investment process to help them achieve their financial goals. The company values integrity, transparency, and trust, building long-term relationships based on genuine financial advice and guidance.

Umang Sheth

DESIGNATED DIRECTOR

Kamlesh Sheth

DESIGNATED DIRECTOR

Investor Charter

Account Opening Process

Follow these six easy steps to open your account with UPS Investments Brokers

  1. Choose Depository Participant (DP)

    Select a DP to open a demat account for investments.

  2. Submit Trading Account Opening Form

    Fill out and submit the trading account opening form.

  3. Fulfill KYC Norms

    Complete KYC verification for smooth onboarding and secure transactions.

  4. Get Your Trading Account Number

    Secure your trading success with your unique account number today.

  5. Sign The Agreement Copy

    Confirm your commitment by signing the agreement today.

  6. Go Through The Verification Process

    Ensure account authenticity with the simple verification process.

Details of the Stockbroker

Stock Broker Name Registration Number Registered Address Contact Number Email Id
UPS Investments INZ000282511 101, Madhuban Building, 1 Floor, 23 Cochin Street, Opp, Fort, Mumbai โ€“ 400 001 +91 9322252957 ups_investments@yahoo.com

Escalation Matrix

Connect with our support team through this structured process

Details of Contact Person Address Email Id
CEO Umang Sheth
+91 9867896472		 101, Madhuban Building, 1 Floor, 23 Cochin Street, Opp, Fort, Mumbai โ€“ 400 001 shethumang@hotmail.com
Compliance Officer Kamlesh Sheth
+91 9322252957		 101, Madhuban Building, 1 Floor, 23 Cochin Street, Opp, Fort, Mumbai โ€“ 400 001 ups_investments@yahoo.com

Key Managerial Personnel (KMPs)

Leadership & Management โ€” UPS Investments Brokers is led by seasoned financial professionals committed to excellence and full regulatory compliance.

Umang Sheth

CEO

+91 9867896472
shethumang@hotmail.com

Kamlesh Sheth

Compliance Officer

+91 9322252957
ups_investments@yahoo.com

Procedure for Filing a Complaint

We are committed to resolving your concerns promptly and fairly

  1. Connect With Customer Care

    Email: ups_investments@yahoo.com
    Phone: +91 9322252957

  2. Send Us Mail Describing The Issue

    Contact us by email and explain the issue to receive prompt assistance from our team.

  3. Receive A Ticket Number

    Once the email is successfully submitted you will receive a unique Ticket Number to track your complaint.

Contact Us

Registered Office: 101, Madhuban Building, 1 Floor, 23 Cochin Street, Opp, Fort, Mumbai โ€“ 400 001

Phone: +91 9322252957

Email: ups_investments@yahoo.com

Send us a message and our team will respond promptly

Fields marked with an asterisk (*) and the word “required” must be filled in. Names may contain letters only.

Digits only, 10 to 15 digits. Include country code if outside India.

We will not send spam messages.

Investor Education Resources

Vigilance Awareness Week 2025

(October 27 โ€“ November 2, 2025)

Theme:

“เคธเคคเคฐเฅเค•เคคเคพ: เคนเคฎเคพเคฐเฅ€ เคธเคพเคเคพ เคœเคฟเคฎเฅเคฎเฅ‡เคฆเคพเคฐเฅ€”

“Vigilance: Our Shared Responsibility”

We observe Vigilance Awareness Week 2025 to promote integrity, transparency, and accountability in all aspects of our work.

Let's join hands in building a corruption-free society.

Take the Integrity Pledge: https://pledge.cvc.nic.in (opens in new tab)

Downloads

Access all policy documents and investor documents below.

General Documents

Technical Glitches To Prevent Business Disruptions

DOCX ยท Policy Document

Pre Funded Policy

PDF ยท Policy Document

Attention Investors

PDF ยท Investor Notice

Rights & Obligations of Stock Brokers

PDF ยท Regulatory Document

Limit Setting Policy

PDF ยท Policy Document

Remote Access Controls Policy & Procedures

DOCX ยท Policy Document

Risk Disclosure Document (Capital Market)

PDF ยท Regulatory Document

Documents in Regional Languages

Rights & Obligations, Risk Disclosure Document (RDD) and Do's & Don'ts in 14 Indian languages.

Choose a language: press Tab to move between the language buttons and Enter or Space to show that language’s documents (Arrow keys also work).

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